Gribben, Christopher (2018) Investigations into the Perception of Vertical Interchannel Decorrelation in 3D Surround Sound Reproduction. Doctoral thesis, University of Huddersfield.

The use of three-dimensional (3D) surround sound systems has seen a rapid increase over recent years. In two-dimensional (2D) loudspeaker formats (i.e. two-channel stereophony (stereo) and 5.1 Surround), horizontal interchannel decorrelation is a well-established technique for controlling the horizontal spread of a phantom image. Use of interchannel decorrelation can also be found within established two-to-five channel upmixing methods (stereo to 5.1). More recently, proprietary algorithms have been developed that perform 2D-to-3D upmixing, which presumably make use of interchannel decorrelation as well; however, it is not currently known how interchannel decorrelation is perceived in the vertical domain. From this, it is considered that formal investigations into the perception of vertical interchannel decorrelation are necessary. Findings from such experiments may contribute to the improved control of a sound source within 3D surround systems (i.e. the vertical spread), in addition to aiding the optimisation of 2D-to-3D upmixing algorithms.

The current thesis presents a series of experiments that systematically assess vertical interchannel decorrelation under various conditions. Firstly, a comparison is made between horizontal and vertical interchannel decorrelation, where it is found that vertical decorrelation is weaker than horizontal decorrelation. However, it is also seen that vertical decorrelation can generate a significant increase of vertical image spread (VIS) for some conditions. Following this, vertical decorrelation is assessed for octave-band pink noise stimuli at various azimuth angles to the listener. The results demonstrate that vertical decorrelation is dependent on both frequency and presentation angle – a general relationship between the interchannel cross-correlation (ICC) and VIS is observed for the 500 Hz octave-band and above, and strongest for the 8 kHz octave-band. Objective analysis of these stimuli signals determined that spectral changes at higher frequencies appear to be associated with VIS perception – at 0° azimuth, the 8 and 16 kHz octave-bands demonstrate potential spectral cues, at ±30°, similar cues are seen in the 4, 8 and 16 kHz bands, and from ±110°, cues are featured in the 2, 4, 8 and 16 kHz bands. In the case of the 8 kHz octave-band, it seems that vertical decorrelation causes a ‘filling in’ of vertical localisation notch cues, potentially resulting in ambiguous perception of vertical extent. In contrast, the objective analysis suggests that VIS perception of the 500 Hz and 1 kHz bands may have been related to early reflections in the listening room.

From the experiments above, it is demonstrated that the perception of VIS from vertical interchannel decorrelation is frequency-dependent, with high frequencies playing a particularly important role. A following experiment explores the vertical decorrelation of high frequencies only, where it is seen that decorrelation of the 500 Hz octave-band and above produces a similar perception of VIS to broadband decorrelation, whilst improving tonal quality. The results also indicate that decorrelation of the 8 kHz octave-band and above alone can significantly increase VIS, provided the source signal has sufficient high frequency energy. The final experimental chapter of the present thesis aims to provide a controlled assessment of 2D-to-3D upmixing, taking into account the findings of the previous experiments. In general, 2D-to-3D upmixing by vertical interchannel decorrelation had little impact on listener envelopment (LEV), when compared against a level-matched 2D 5.1 reference. Furthermore, amplitude-based decorrelation appeared to be marginally more effective, and ‘high-pass decorrelation’ resulted in slightly better tonal quality for sources that featured greater low frequency energy.

GRIBBEN FINAL THESIS.pdf - Accepted Version
Available under License Creative Commons Attribution Non-commercial No Derivatives.

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